NCIER®

Risk Management Strategies

39 claims on pp. 32–87 (statement 31, evidence 7, definition 1).

Claims about Risk Management Strategies

Evidence [V] p043-12

Sample meeting agenda: new reports, case updates, risk strategies, and recommendations

Under the sample language, each meeting covers recent reports of concerning behaviors, ongoing case updates, risk management strategies, and recommendations for intervention or support.

During each meeting, the team will discuss recent reports of concerning behaviors, ongoing case updates, risk management strategies, and recommendations for intervention or support.

p. 43 · NCIER Claim Map
Report page 43 with the cited passage highlighted
Source page 43 · click to enlarge · all claims on this page
Evidence [V] p053-13

IPV therapist: when victims come forward, follow their lead with safety in mind

When victims do come forward, the therapist's practice follows the victim's lead with safety in mind.

When they do come forward, we follow the victim's lead with safety in mind.

p. 53 · NCIER Claim Map
Report page 53 with the cited passage highlighted
Source page 53 · click to enlarge · all claims on this page
Evidence [V] p053-16

IPV therapist: make a safety plan with victims to achieve their goals

A therapist who supports IPV victims says that when victims come forward, the practice makes a safety plan with them to achieve their goals.

We make a safety plan with them to achieve their goals.

p. 53 · NCIER Claim Map
Report page 53 with the cited passage highlighted
Source page 53 · click to enlarge · all claims on this page
Evidence [V] p064-13

Fictional employee case: temporary workload cut and EAP counseling referral

Through coordinated outreach by the BTAM team, the supervisor, and HR, the fictional employee's workload was temporarily reduced and he was referred to the company's EAP for counseling and support.

Through coordinated outreach between the BTAM team, his supervisor, and HR, the employee has his workload reduced temporarily and is referred to the company's EAP so that he may receive counseling and support.

p. 64 · NCIER Claim Map
Report page 64 with the cited passage highlighted
Source page 64 · click to enlarge · all claims on this page
Evidence [V] p064-16

Fictional customer case: no trespass order plus online discount codes

In the fictional retail example, the BTAM team worked with local law enforcement to issue the customer a no trespass order for all physical store locations while offering him discount codes for online shopping on the store's website.

The BTAM team works with local law enforcement to issue the customer a no trespass order from all physical store locations, while offering him discount codes for online shopping through the store's website.

p. 64 · NCIER Claim Map
Report page 64 with the cited passage highlighted
Source page 64 · click to enlarge · all claims on this page
Definition [V] p068-13

Positive home life factors can support intervention strategies

Positive home life factors may include supportive families, healthy relationships, and other dynamics that could support intervention strategies to mitigate risk.

positive home life factors may include supportive families, healthy relationships, and other dynamics that could support intervention strategies to mitigate risk

p. 68 · NCIER Claim Map
Report page 68 with the cited passage highlighted
Source page 68 · click to enlarge · all claims on this page
Statement [V] p069-12

Fixation on attackers, isolation and violent posts require risk management strategies

As an example, if an assessment reveals an individual is fixated on past attackers, has grown increasingly isolated, and has posted concerning violent content on social media, the BTAM team will need to develop appropriate strategies to manage the risk the individual may pose toward the workplace.

For example, if an assessment reveals an individual is fixated on past attackers, has grown increasingly isolated, and has posted concerning violent content on social media, the BTAM team will need to develop the appropriate strategies to manage the risk the individual may pose toward the workplace.

p. 69 · NCIER Claim Map
Report page 69 with the cited passage highlighted
Source page 69 · click to enlarge · all claims on this page
Statement [V] p075-05

Planning: the case management plan must be tailored and should set specific goals

During planning, the BTAM team develops a case management plan tailored to the individual, which should identify specific goals and strategies that account for concerning and mitigating factors.

This case management plan must be tailored to the individual and their unique circumstances and environment

p. 75 · NCIER Claim Map
Report page 75 with the cited passage highlighted
Source page 75 · click to enlarge · all claims on this page
Statement [V] p075-06

Plans should set specific goals and account for assessment factors

The plan should identify specific goals and strategies to reduce risk and account for the concerning and mitigating factors identified during assessment.

should identify specific goals and strategies to reduce their risk of harm to themselves or others

p. 75 · NCIER Claim Map
Report page 75 with the cited passage highlighted
Source page 75 · click to enlarge · all claims on this page
Statement [V] p075-08

Risk management should be tailored to the individual of concern and their environment

The risk management process should be tailored to the unique characteristics of the individual of concern and their environment.

The process should be tailored to address the unique characteristics of the individual of concern and their environment.

p. 75 · NCIER Claim Map
Report page 75 with the cited passage highlighted
Source page 75 · click to enlarge · all claims on this page
Statement [V] p076-02

Implementation examples: referrals, e-monitoring, PIP, prosocial interests

Strategies can include referrals for services and supports, monitoring electronic activity, placing an underperforming employee on a performance improvement plan, or encouraging prosocial interests.

Case management strategies vary but can include making referrals for services and supports, monitoring an individual's electronic activities

p. 76 · NCIER Claim Map
Report page 76 with the cited passage highlighted
Source page 76 · click to enlarge · all claims on this page
Statement [V] p076-05

Revise the plan until the individual no longer poses a risk

If appropriate, the team should adjust the case management plan and implement revised strategies until the individual is no longer determined to pose a risk.

If appropriate, the BTAM team should adjust the case management plan and implement revised strategies until the individual is no longer determined to pose a risk of harm to themselves or others.

p. 76 · NCIER Claim Map
Report page 76 with the cited passage highlighted
Source page 76 · click to enlarge · all claims on this page
Statement [V] p076-10

Strategies should be informed by four foundational elements

Specific strategies should be informed by four elements: addressing factors of concern, redirecting motives, creating a less prone situation, and using the Systems Approach.

Specific risk management strategies used during the BTAM process should be informed by the four foundational elements

p. 76 · NCIER Claim Map
Report page 76 with the cited passage highlighted
Source page 76 · click to enlarge · all claims on this page
Statement [V] p076-12

Employee strategies: mentoring, reduced-rate counseling, bereavement, finance help

For employees, management can include employment support or mentoring, free or reduced-rate counseling, bereavement assistance, and financial consultation.

Management strategies for addressing factors of concern (i.e., negative factors) for employees can include additional employment support or mentoring, free or reduced-rate counseling services

p. 76 · NCIER Claim Map
Report page 76 with the cited passage highlighted
Source page 76 · click to enlarge · all claims on this page
Statement [V] p076-14

Management should promote positive factors as well as address negatives

In addition to addressing negative factors, management should include efforts to promote the mitigating factors in the individual's life.

In addition to addressing negative factors, management should include efforts to promote positive factors

p. 76 · NCIER Claim Map
Report page 76 with the cited passage highlighted
Source page 76 · click to enlarge · all claims on this page
Statement [V] p076-15

Positive factors: goal support, social connection, employee resources

Positive factors can include supporting personal, financial, and career goals, facilitating social connections, and participating in employee resources and interest groups.

These can include support of the individual's personal, financial, and/or career goals, facilitation of social connections, and participation in employee resources and interest groups.

p. 76 · NCIER Claim Map
Report page 76 with the cited passage highlighted
Source page 76 · click to enlarge · all claims on this page
Statement [V] p077-07

Figure 12 Address: identify negative factors and support positive outcomes

Address factors of concern and promote positive factors: identify negative factors and create strategies to support positive outcomes (examples: employment assistance, substance abuse treatment, counseling services).

Identify negative factors and create strategies to support positive outcomes.

p. 77 · NCIER Claim Map
Report page 77 with the cited passage highlighted
Source page 77 · click to enlarge · all claims on this page
Statement [V] p078-02

Specific strategies depend on organization, resources, law, and situation

Specific strategies depend on the organization, its resources, applicable federal and state laws, and the characteristics of the situation and individual.

Specific strategies will depend on the organization, resources, applicable federal and state laws, and the characteristics of the situation and the individual of concern.

p. 78 · NCIER Claim Map
Report page 78 with the cited passage highlighted
Source page 78 · click to enlarge · all claims on this page
Statement [V] p078-03

Examples: schedule changes, facility access limits, law enforcement, firearm limits

Examples include changing an employee's schedule when staff conflict, restricting an individual's facility access, engaging local law enforcement for support, and limiting access to firearms when permitted by law and consistent with constitutional protections.

Some strategies for creating a situation less prone to violence include changing an employee's schedule when there are conflicts among staff

p. 78 · NCIER Claim Map
Report page 78 with the cited passage highlighted
Source page 78 · click to enlarge · all claims on this page
Statement [V] p078-10

Leveraging systems depends on affiliation, circumstances, and resources

When, how, and to what degree internal and external systems are leveraged depends on the individual's affiliation, circumstances, and the resources available.

When, how, and to what degree different internal and external systems are leveraged will depend on the individual of concern's affiliation with the organization, the unique circumstances of the individual of concern, and the resources available.

p. 78 · NCIER Claim Map
Report page 78 with the cited passage highlighted
Source page 78 · click to enlarge · all claims on this page
Statement [I] p078-12

Resource guide should list needs, strategy types, and resources

The resource guide should include common needs and risk factors, types of strategies to address them, and internal and external resources.

types of risk management strategies to address these needs

p. 78 · NCIER Claim Map

Why inferred Combines three bulleted items of the resource-guide list into one statement; the quote covers the middle item.

Report page 78 with the cited passage highlighted
Source page 78 · click to enlarge · all claims on this page
Statement [V] p079-01

Strategies should be tailored and differ for employees and non-employees

Risk management strategies should be tailored to the organizational environment and the individual of concern, and can differ substantially by whether the individual is a current or former employee or a customer, client, patient, visitor, or otherwise unaffiliated with the workplace.

Risk management strategies should be tailored to address the unique characteristics of the organizational environment and the individual of concern

p. 79 · NCIER Claim Map
Report page 79 with the cited passage highlighted
Source page 79 · click to enlarge · all claims on this page
Statement [V] p079-03

Case Management Plan form records interventions, timelines, monitor, outcomes

The case management plan form should record the interventions pursued, referral timelines, the person monitoring compliance, and the outcome of each intervention.

This form should document the specific interventions pursued and implemented, detailed timelines for providing referrals, the person designated to monitor response and compliance with interventions, and the outcome of each referral or intervention

p. 79 · NCIER Claim Map
Report page 79 with the cited passage highlighted
Source page 79 · click to enlarge · all claims on this page
Statement [V] p079-06

BTAM teams can lead employees to positive outcomes by communicating expectations and consequences

BTAM teams can lead employees toward positive outcomes by clearly communicating workplace expectations and actions if they are not met, while listening to concerns and offering support.

BTAM teams can lead employees toward positive outcomes by clearly communicating workplace expectations and what actions will be taken if those expectations are not met

p. 79 · NCIER Claim Map
Report page 79 with the cited passage highlighted
Source page 79 · click to enlarge · all claims on this page
Statement [V] p080-03

Organizations can offer EAPs during BTAM to connect employees with support

Organizations can offer EAPs as a resource during BTAM to connect employees in need with counseling and supportive services.

Organizations can offer EAPs as a resource during BTAM to connect employees in need with counseling and supportive services.

p. 80 · NCIER Claim Map
Report page 80 with the cited passage highlighted
Source page 80 · click to enlarge · all claims on this page
Statement [V] p080-04

Use alternative dispute resolution as needed for a neutral third party

Mediators, an ombudsman, or other dispute resolution should be used as needed to provide a neutral third party skilled in resolving conflict.

The assistance of mediators, an ombudsman, or other forms of dispute resolution should be used as needed to provide a neutral third party skilled in resolving conflict.

p. 80 · NCIER Claim Map
Report page 80 with the cited passage highlighted
Source page 80 · click to enlarge · all claims on this page
Statement [V] p080-05

PIPs can manage performance and offer structured support

Performance Improvement Plans can be a useful tool for managing an employee's performance, maintaining accountability, and offering structured support.

can be a useful tool for managing an employee's performance, maintaining accountability, and offering an avenue for structured support.

p. 80 · NCIER Claim Map
Report page 80 with the cited passage highlighted
Source page 80 · click to enlarge · all claims on this page
Statement [V] p081-04

Post-separation strategies are not exhaustive or appropriate for every case

The post-separation strategies are not exhaustive and are not appropriate for all cases; BTAM teams should weigh them in the full context of the case.

These strategies are not exhaustive and not appropriate for all cases.

p. 81 · NCIER Claim Map
Report page 81 with the cited passage highlighted
Source page 81 · click to enlarge · all claims on this page
Statement [V] p081-05

BTAM teams should weigh interventions against the full case context

BTAM teams should carefully consider these intervention methods in the full context of what is known about the individual and their environment.

BTAM teams should carefully consider these intervention methods in the full context of what is known about the individual and their environment.

p. 81 · NCIER Claim Map
Report page 81 with the cited passage highlighted
Source page 81 · click to enlarge · all claims on this page
Statement [V] p082-06

BTAM teams should work with employers on a plan that may or may not be punitive

BTAM teams should work with the employer to develop and implement a case management plan to effectively address the factors of concern for the employee, which may or may not involve punitive measures.

BTAM teams should work with the employer to develop and implement a case management plan to effectively address the factors of concern for the employee, which may or may not involve punitive measures.

p. 82 · NCIER Claim Map
Report page 82 with the cited passage highlighted
Source page 82 · click to enlarge · all claims on this page
Evidence [V] p082-09

HR professional: managers should first coach and help the individual

An HR professional says a manager's responsibility is to coach the individual and help them, and if that does not work, to talk to them about what they are not doing right and what they need to fix.

As a manager, your responsibility is to coach the individual and help them … If that doesn’t work, talk to them about what they are not doing right and what they need to fix.

p. 82 · NCIER Claim Map
Report page 82 with the cited passage highlighted
Source page 82 · click to enlarge · all claims on this page
Statement [I] p083-05

Limit or restrict access to digital and physical spaces

Limiting or revoking access for problematic customers and visitors, such as restricting online accounts or issuing no-trespass or barring notices, can help create a situation less prone to violence.

Limiting or revoking access to digital and physical spaces for problematic customers and visitors (e.g., restricting online accounts, issuing "no trespass" orders or barring notices) can help create a situation less prone to violence.

p. 83 · NCIER Claim Map

Why inferred Directive recommendation; the 'can help' hedge is read as guidance rather than conjecture.

Report page 83 with the cited passage highlighted
Source page 83 · click to enlarge · all claims on this page
Statement [V] p083-06

Alert employees, including building security, to watch for the individual

Organizations should issue alerts so employees and building security watch for the individual and know what actions to take if they see them.

Issue alerts for employees to be on the lookout for an individual of concern and inform employees, including building security personnel, of what actions to take if they see the individual.

p. 83 · NCIER Claim Map
Report page 83 with the cited passage highlighted
Source page 83 · click to enlarge · all claims on this page
Statement [V] p083-07

Enhance physical security with personnel, cameras, and detection devices

Organizations can enhance physical security by stationing armed or unarmed security professionals or using cameras, metal detectors, or other security devices.

Enhance physical security measures. This can include stationing armed or unarmed security professionals at workplaces or using security cameras, metal detectors, or other security resources and devices.

p. 83 · NCIER Claim Map
Report page 83 with the cited passage highlighted
Source page 83 · click to enlarge · all claims on this page
Evidence [V] p084-04

Tech company warns customers, restricts service access, and notifies nearest facility

The tech company's team manages the customer by sending warnings, restricting access to company services, and identifying and notifying the company facility closest to the customer's location.

From there, the team manages the customer by sending warnings, restricting access to the company’s services, and identifying and notifying the company facility closest to the customer’s location.

p. 84 · NCIER Claim Map
Report page 84 with the cited passage highlighted
Source page 84 · click to enlarge · all claims on this page
Statement [V] p087-13

Mediation or transfer can also resolve bullying conflicts

Other strategies such as alternative dispute resolution, conflict mediation, or transferring an employee to a different work unit or facility can also be effective.

Other strategies can also be effective in handling these matters, including alternative dispute resolution methods, conflict mediation, and transferring one employee to a different

p. 87 · NCIER Claim Map
Report page 87 with the cited passage highlighted
Source page 87 · click to enlarge · all claims on this page

Top

Find the Perfect Training Class For You